These companies have sponsors and directors who have failed to jointly hold at least 30% of the company’s paid-up capital ...

The SEC's recent settlements and dismissals of high-profile securities violations cases against cryptocurrency companies ...

Birks Group Inc. (the "Company") (NYSE American LLC: BGI), announced today that the NYSE American LLC ("NYSE American") has ...

In 2022, the Department of Labor warned fiduciaries to “exercise extreme care” before adding a cryptocurrency option to their ...

In a fast-evolving regulatory landscape, private fund managers are facing heightened scrutiny over their cybersecurity practices. The SEC Division of Examinations' 2025 Exam Priorities, released ...

U.S. banking groups urge the SEC to scrap its cyber disclosure rule, warning it endangers national security and aids ...

The Securities and Exchange Commission reached a settlement with ... up to 18 months after their terms end. The Ripple (XRP) logo seen displayed on a smartphone. Rafael Henrique/SOPA Images ...

Created to address the growing complexities of financial crime and conduct surveillance, Actimize Intelligence Generative AI leverages large language models (LLMs) in order to understand the true ...

(Reuters) -Crypto exchange Coinbase said on Thursday it expects to incur between $180 million and $400 million in costs ...

Rimini Street, Inc. (Nasdaq: RMNI), a global provider of end-to-end enterprise software support, management and innovation ...

and entertainment solutions has announced the filing of its Form 10 Registration Statement with the U.S. Securities and Exchange Commission (SEC). Formerly known as Dinewise, the Company will now ...

Separately, the U.S. Securities and Exchange Commission had begun scrutinizing ... the company had inadequate know-your-customer compliance that is required of firms registered with the SEC ...