The Securities and Exchange Commission adopted several sets of rules and proposed others related to data collection and reporting for security-based swap data repositories. The new rules adopted by ...
The popular Christmas party game, usually called Yankee Swap, goes by many names—White Elephant, Cutthroat Christmas, Grinch Game, Machiavellian Christmas, Kamikaze Gift Exchange, Snatchy Christmas ...
The US Securities and Exchange Commission (SEC) has adopted new registration rules applying to security-based swap dealers and major security-based swap participants, in line with Title VII of the ...
We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
Situation Overview: Virtual power purchase agreements (VPPAs) are classified as swaps under the Commodity Exchange Act (CEA). All firms engaging in VPPAs are obligated to comply with certain CFTC ...
Swap execution facility (SEF) regulations, intended to increase transparency and reduce swap market risk, have been reported to impact market makers’ margins and liquidity, creating wider spreads for ...
As a result of the Securities and Exchange Commission (SEC or the Commission) recently extending relief that the Commission originally granted under its 2019 Compliance Statement, security-based swap ...
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