This policy clarifies the use and access of an employee personnel file at a large private university ... You are free to use or adapt this sample policy, which was contributed by the security ...

On September 22 the SEC’s Division of Corporation Finance published on its website a “Sample Letter to Companies ... as part of the Division’s filing review process. The Division has issued ...

In particular, SEC staff revised or withdrew several C&DIs to allow all Form S-3s, not just Form S-3ASRs, to be filed and declared effective after filing the Form 10-K but prior to filing the ...