Recently, the SEC hammered 16 firms a total of $81 million for failing to meet the recordkeeping requirements around electronic communications. The settlements mostly stemmed from tools like WhatsApp, ...

On February 9, the Securities and Exchange Commission (SEC) announced settlements with 16 firms relating to record-keeping violations stemming from off-channel communications totaling $81 million. The ...

YouTube has permanently removed two channels operated by controversial 'looksmaxxing' influencer Braden “Clavicular” Peters, citing its rule against creating new accounts after a prior termination.

The “Looksmaxxing” influencer and streamer was hospitalized for a suspected overdose last week. By Carly Thomas Senior Editor, Digital The controversial creator, whose real name is Braden Peters, took ...

As long as the firm approves a particular modality for business purposes and establishes the necessary infrastructure to capture, archive and monitor the approved modality, it will be considered ...

Stifel and Invesco will pay $35 million each to settle SEC charges that the firms failed to properly retain reps’ off-channel electronic communications. Additionally, nine other firms settled similar ...